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Showing results for registered representative. Search instead for Tiered representatives.
Synonyms

registered representative

American  

noun

Stock Exchange.
  1. an employee of a member firm of a stock exchange, authorized to execute orders for the clients of the firm.


Example Sentences

Examples are provided to illustrate real-world usage of words in context. Any opinions expressed do not reflect the views of Dictionary.com.

She is also a registered representative with, and securities are offered through, LPL Financial, Member FINRA/SIPC.

From Forbes • Aug. 26, 2014

Respondent’s brother, John Haeffele, worked as a registered representative  in the Peoria office as a CII registered representative selling selling securities and insurance.

From Forbes • Sep. 26, 2012

Every registered representative is also listed at the government’s web site and you can see their status and if there have been any complaints by clicking .

From Forbes • Nov. 29, 2011

They say they did so on the recommendation of their broker, Don L. Devens, a registered representative of the broker-dealer Capital Financial Services.

From New York Times • May 20, 2011

Son Donald, 34, an Amherst graduate, is a registered representative in a Merrill Lynch New York branch office.

From Time Magazine Archive