broker-dealer
Britishnoun
Example Sentences
Examples are provided to illustrate real-world usage of words in context. Any opinions expressed do not reflect the views of Dictionary.com.
Becoming a broker-dealer also requires the firm to become registered with the Financial Industry Regulatory Authority and brings it under the jurisdiction of the Securities and Exchange Commission.
From The Wall Street Journal ● Aug. 6, 2026
In return, the broker-dealer may provide the adviser with research tools or software related to financial planning or compliance.
From MarketWatch ● Apr. 28, 2026
The firm rolled out stock trading to customers earlier this year through a traditional broker-dealer subsidiary.
From Barron's ● Mar. 31, 2026
Securitize’s broker-dealer is also expected to connect to NYSE’s tokenized securities platform, which would be an alternative trading system named Digital Trading Platform.
From The Wall Street Journal ● Mar. 24, 2026
Thursday’s Treasury-market moves “are really attributable to the economic data, with layoffs figures and jobless claims above expectations,” said Lawrence Gillum, the Charlotte, N.C.-based chief fixed-income strategist for broker-dealer LPL Financial.
From MarketWatch ● Feb. 5, 2026
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