broker-dealer
Britishnoun
Example Sentences
Examples are provided to illustrate real-world usage of words in context. Any opinions expressed do not reflect the views of Dictionary.com.
Last year, Bunq received U.S. approval from the Financial Industry Regulatory Authority to operate as a broker-dealer.
From The Wall Street Journal ● Aug. 10, 2026
In 2024, crypto exchange Crypto.com acquired SEC-registered broker-dealer Watchdog Capital.
From The Wall Street Journal ● Aug. 6, 2026
Kurt Supe is a CPA and retirement planner with CFD Investments, Inc., a registered broker-dealer, and Creative Financial Designs, Inc., a registered investment adviser.
From MarketWatch ● Jun. 10, 2026
In return, the broker-dealer may provide the adviser with research tools or software related to financial planning or compliance.
From MarketWatch ● Apr. 28, 2026
When it comes to analysts, regulators focus on promoting transparency, says Val Dahiya, a partner in Morrison Foerster’s broker-dealer compliance and regulation and capital markets practice groups.
From Barron's ● Jan. 30, 2026
Definitions and idiom definitions from Dictionary.com Unabridged, based on the Random House Unabridged Dictionary, © Random House, Inc. 2023
Idioms from The American Heritage® Idioms Dictionary copyright © 2002, 2001, 1995 by Houghton Mifflin Harcourt Publishing Company. Published by Houghton Mifflin Harcourt Publishing Company.
