broker-dealer
Britishnoun
Example Sentences
Examples are provided to illustrate real-world usage of words in context. Any opinions expressed do not reflect the views of Dictionary.com.
In return, the broker-dealer may provide the adviser with research tools or software related to financial planning or compliance.
From MarketWatch • Apr. 28, 2026
Securitize’s broker-dealer is also expected to connect to NYSE’s tokenized securities platform, which would be an alternative trading system named Digital Trading Platform.
From The Wall Street Journal • Mar. 24, 2026
Bond markets will be closed, as will over-the-counter markets, where securities trade over a broker-dealer network instead of a major exchange.
From Barron's • Jan. 19, 2026
KuCoin was also required to cease New York operations after falsely representing itself as a crypto exchange without registering as a securities and commodities broker-dealer, James said.
From Seattle Times • Mar. 26, 2024
"In general, the event had a limited impact on the market," said Scott Skrym, executive vice president for fixed income and repo at broker-dealer Curvature Securities.
From Reuters • Nov. 10, 2023
Definitions and idiom definitions from Dictionary.com Unabridged, based on the Random House Unabridged Dictionary, © Random House, Inc. 2023
Idioms from The American Heritage® Idioms Dictionary copyright © 2002, 2001, 1995 by Houghton Mifflin Harcourt Publishing Company. Published by Houghton Mifflin Harcourt Publishing Company.
