Advertisement

Advertisement

compliance officer

noun

  1. a specialist, usually a lawyer, employed by a financial group operating in a variety of fields and for multiple clients to ensure that no conflict of interest arises and that all obligations and regulations are complied with

“Collins English Dictionary — Complete & Unabridged” 2012 Digital Edition © William Collins Sons & Co. Ltd. 1979, 1986 © HarperCollins Publishers 1998, 2000, 2003, 2005, 2006, 2007, 2009, 2012


Discover More

Example Sentences

Examples have not been reviewed.

Osborne, who has been an MP for six years, said she had met Ipsa's compliance officer last week to discuss her use of taxis.

From BBC

They are then assigned a compliance officer who attempts to resolve the issues with their insurer.

“Our world-class IP is built on decades of financial investment, creativity and innovation — investments only made possible by the incentives embodied in copyright law that give creators the exclusive right to profit from their works,” said Horacio Gutierrez, Disney’s chief legal and compliance officer, in a statement.

In emails seen by the BBC, ConvrtX's compliance officer told Mr Marshall that if he publicly shared his "baseless allegations" it would be "criminal and civil libel" and the company would seek a "criminal charge" against him.

From BBC

The compliance officer also said that Mr Marshall had "signed away" his right to post negative reviews online about ConvrtX because of a non-disclosure agreement signed prior to the work starting.

From BBC

Advertisement

Advertisement

Advertisement

Advertisement


compliancecompliancy