compliance officer

British  

noun

1. a specialist, usually a lawyer, employed by a financial group operating in a variety of fields and for multiple clients to ensure that no conflict of interest arises and that all obligations and regulations are complied with

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Example Sentences

Super Micro also said Friday it had appointed DeAnna Luna as acting chief compliance officer.

From Barron's

Super Micro also appointed DeAnna Luna to the role of chief compliance officer, effectively splitting the compliance and CFO roles, according to Chokshi.

From MarketWatch

Super Micro shares lost a third of their value after the indictment, erasing over $6 billion; the company hired a chief compliance officer.

From The Wall Street Journal

Super Micro said it was cooperating with federal investigators, and it hired a chief compliance officer on Friday.

From The Wall Street Journal

Pérez said she would seek answers to the market conduct exam as part of a Senate inquiry into the insurance department’s handling of those complaints, along with scrutiny of the department’s discipline of a compliance officer who criticized State Farm’s handling of claims.

From Los Angeles Times