a specialist, usually a lawyer, employed by a financial group operating in a variety of fields and for multiple clients to ensure that no conflict of interest arises and that all obligations and regulations are complied with
Collins English Dictionary - Complete & Unabridged 2012 Digital Edition © William Collins Sons & Co. Ltd. 1979, 1986 © HarperCollins Publishers 1998, 2000, 2003, 2005, 2006, 2007, 2009, 2012
How to use compliance officer in a sentence
In 2006, a compliance officer at Mizuho Bank was arrested for selling the data of 1200 bank customers to a yakuza front company.
Martin Woods, the Wachovia whistleblower and former compliance officer who ended up at the center of that scandal, agreed.HSBC Report Should Result in Prosecutions, Not Just Fines, Say Critics | Jesse Singal | July 18, 2012 | THE DAILY BEAST