compliance officer

noun

a specialist, usually a lawyer, employed by a financial group operating in a variety of fields and for multiple clients to ensure that no conflict of interest arises and that all obligations and regulations are complied with

Words Nearby compliance officer

Collins English Dictionary - Complete & Unabridged 2012 Digital Edition © William Collins Sons & Co. Ltd. 1979, 1986 © HarperCollins Publishers 1998, 2000, 2003, 2005, 2006, 2007, 2009, 2012

How to use compliance officer in a sentence

In 2006, a compliance officer at Mizuho Bank was arrested for selling the data of 1200 bank customers to a yakuza front company.
Japan’s Mega Banks Have Mega Yakuza Trouble | Jake Adelstein, Nathalie-Kyoko Stucky | November 27, 2013 | THE DAILY BEAST
Martin Woods, the Wachovia whistleblower and former compliance officer who ended up at the center of that scandal, agreed.
HSBC Report Should Result in Prosecutions, Not Just Fines, Say Critics | Jesse Singal | July 18, 2012 | THE DAILY BEAST

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