compliance officer

noun

1. a specialist, usually a lawyer, employed by a financial group operating in a variety of fields and for multiple clients to ensure that no conflict of interest arises and that all obligations and regulations are complied with

Example Sentences

“Our view is that these platforms mimic sports betting,” Sabrina Perel, the NFL’s chief compliance officer, said during a media call this August, adding that players and personnel are barred from using them.

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"Climate change remains a financial risk and that risk has only grown," said Carine Smith Ihenacho, the fund's chief governance and compliance officer.

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Complaints alleging ethics violations submitted to the International Olympic Committee are analyzed by the committee’s chief ethics and compliance officer, who, according to the group’s procedures, would then either submit the complaint to an independent ethics commission to make a recommendation or inform the person or group that made the complaint that no breach of ethics had been found.

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In a report on its investigation published on Tuesday, Ipsa's compliance officer said that he had found the case "not proven".

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Osborne, who has been an MP for six years, said she had met Ipsa's compliance officer last week to discuss her use of taxis.

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