broker-dealer
Britishnoun
Example Sentences
Examples are provided to illustrate real-world usage of words in context. Any opinions expressed do not reflect the views of Dictionary.com.
Kurt Supe is a CPA and retirement planner with CFD Investments, Inc., a registered broker-dealer, and Creative Financial Designs, Inc., a registered investment adviser.
From MarketWatch • Jun. 10, 2026
Securitize’s broker-dealer is also expected to connect to NYSE’s tokenized securities platform, which would be an alternative trading system named Digital Trading Platform.
From The Wall Street Journal • Mar. 24, 2026
This includes equity-based funds and digital asset-based funds through Foris Capital, the broker-dealer for online exchange Crypto.com.
From Barron's • Dec. 30, 2025
KuCoin was also required to cease New York operations after falsely representing itself as a crypto exchange without registering as a securities and commodities broker-dealer, James said.
From Seattle Times • Mar. 26, 2024
Treasuries could leave the market more exposed to cybersecurity risks, Barclays said, referring to the cyber hack of Industrial and Commercial Bank of China's U.S. broker-dealer last week.
From Reuters • Nov. 15, 2023
Definitions and idiom definitions from Dictionary.com Unabridged, based on the Random House Unabridged Dictionary, © Random House, Inc. 2023
Idioms from The American Heritage® Idioms Dictionary copyright © 2002, 2001, 1995 by Houghton Mifflin Harcourt Publishing Company. Published by Houghton Mifflin Harcourt Publishing Company.
