NASD
AmericanExample Sentences
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They did this through self-regulatory organizations called the National Association of Securities Dealers, or NASD, and its modern successor, the Financial Industry Regulatory Authority or FINRA.
From Washington Post
It paid another $1 million fine the same year for “knowingly, or at a minimum, recklessly” sending flawed data to NASD, Finra’s predecessor, according to the firm’s Finra records.
From New York Times
At the time he worked there, SEC Chairman Mary Schapiro and Democratic Commissioner Elisse Walter were both high-ranking officials at NASD.
From Reuters
FINRA's role as a regulator includes monitoring the exchange's trading activity and providing surveillance for insider trading - services that are remnants from when Nasdaq was owned by FINRA's predecessor, the National Association of Securities Dealers, or NASD.
From Reuters
He headed the NASD’s Dallas office from 1999 to 2003, Finra said in a 2009 report.
From BusinessWeek
Definitions and idiom definitions from Dictionary.com Unabridged, based on the Random House Unabridged Dictionary, © Random House, Inc. 2023
Idioms from The American Heritage® Idioms Dictionary copyright © 2002, 2001, 1995 by Houghton Mifflin Harcourt Publishing Company. Published by Houghton Mifflin Harcourt Publishing Company.
