Securities Exchange Act
Americannoun
Example Sentences
Examples are provided to illustrate real-world usage of words in context. Any opinions expressed do not reflect the views of Dictionary.com.
Rose raised investments in SHE Beverage by issuing $2.50-a-piece shares that constituted “securities” within the meaning of the Securities Exchange Act, according to the indictment.
From Los Angeles Times • Feb. 9, 2024
Federal investigators said for 22 years, the firm hadn’t filed required paperwork to disclose the value of some assets in violation of the Securities Exchange Act and agency rules.
From Seattle Times • Feb. 21, 2023
The SEC charged Bankman-Fried with violating the anti-fraud provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934.
From BBC • Dec. 13, 2022
The exchange groups, which together run 12 of the 16 U.S. stock exchanges, argued the new rules were contrary to the goals and policies of the Securities Exchange Act.
From Reuters • May 24, 2022
The complaint alleged violations of the Securities Exchange Act of 1934, according to a news release.
From The Verge • Sep. 20, 2021
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