compliance officer

British  

noun

1. a specialist, usually a lawyer, employed by a financial group operating in a variety of fields and for multiple clients to ensure that no conflict of interest arises and that all obligations and regulations are complied with

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Example Sentences

The chief compliance officer named in Cloverfields Capital Group LP’s SEC filings signed corporate documents for some of the Delaware entities.

From The Wall Street Journal

Rice and the compliance officer didn’t respond to requests for comment.

From The Wall Street Journal

"You get their skills, and then... there might be an intake form where they can list all that and their availability," said volunteer Cass, 43, a compliance officer in health care.

From Barron's

In this Money Talks: Joe Salama, Chief Compliance Officer at Coinbase and anti-money laundering expert, joins Felix Salmon to give us a rundown on the current state of money laundering around the world.

From Slate

To guard against it, Hunterbrook’s chief compliance officer reviews the newsroom’s findings and approves what can be shared with Hunterbrook Capital.

From The Wall Street Journal