broker-dealer
Britishnoun
Example Sentences
Examples are provided to illustrate real-world usage of words in context. Any opinions expressed do not reflect the views of Dictionary.com.
Becoming a broker-dealer also requires the firm to become registered with the Financial Industry Regulatory Authority and brings it under the jurisdiction of the Securities and Exchange Commission.
From The Wall Street Journal ● Aug. 6, 2026
In 2024, crypto exchange Crypto.com acquired SEC-registered broker-dealer Watchdog Capital.
From The Wall Street Journal ● Aug. 6, 2026
In return, the broker-dealer may provide the adviser with research tools or software related to financial planning or compliance.
From MarketWatch ● Apr. 28, 2026
The firm rolled out stock trading to customers earlier this year through a traditional broker-dealer subsidiary.
From Barron's ● Mar. 31, 2026
That’s according to Lawrence Gillum, the Charlotte, N.C.-based chief fixed-income strategist for broker-dealer LPL Financial.
From MarketWatch ● Feb. 26, 2026
Definitions and idiom definitions from Dictionary.com Unabridged, based on the Random House Unabridged Dictionary, © Random House, Inc. 2023
Idioms from The American Heritage® Idioms Dictionary copyright © 2002, 2001, 1995 by Houghton Mifflin Harcourt Publishing Company. Published by Houghton Mifflin Harcourt Publishing Company.
