broker-dealer
Britishnoun
Example Sentences
Examples are provided to illustrate real-world usage of words in context. Any opinions expressed do not reflect the views of Dictionary.com.
Kurt Supe is a CPA and retirement planner with CFD Investments, Inc., a registered broker-dealer, and Creative Financial Designs, Inc., a registered investment adviser.
From MarketWatch • Jun. 10, 2026
The firm rolled out stock trading to customers earlier this year through a traditional broker-dealer subsidiary.
From Barron's • Mar. 31, 2026
In addition, in accordance with securities regulations, industry professionals and family members associated with the broker-dealer of the transaction or the portfolio manager of the offering are restricted from IPO investments.
From The Wall Street Journal • Oct. 3, 2025
KuCoin was also required to cease New York operations after falsely representing itself as a crypto exchange without registering as a securities and commodities broker-dealer, James said.
From Seattle Times • Mar. 26, 2024
"In general, the event had a limited impact on the market," said Scott Skrym, executive vice president for fixed income and repo at broker-dealer Curvature Securities.
From Reuters • Nov. 10, 2023
Definitions and idiom definitions from Dictionary.com Unabridged, based on the Random House Unabridged Dictionary, © Random House, Inc. 2023
Idioms from The American Heritage® Idioms Dictionary copyright © 2002, 2001, 1995 by Houghton Mifflin Harcourt Publishing Company. Published by Houghton Mifflin Harcourt Publishing Company.
