Showing results for broker-dealer. Search instead for Poker Real.

broker-dealer

British

noun

another name for stockbroker

"Collins English Dictionary — Complete & Unabridged" 2012 Digital Edition © William Collins Sons & Co. Ltd. 1979, 1986 © HarperCollins Publishers 1998, 2000, 2003, 2005, 2006, 2007, 2009, 2012

Example Sentences

Examples are provided to illustrate real-world usage of words in context. Any opinions expressed do not reflect the views of Dictionary.com.

In return, the broker-dealer may provide the adviser with research tools or software related to financial planning or compliance.

From MarketWatch • Apr. 28, 2026

Bond markets will be closed, as will over-the-counter markets, where securities trade over a broker-dealer network instead of a major exchange.

From Barron's • Jan. 19, 2026

In addition, in accordance with securities regulations, industry professionals and family members associated with the broker-dealer of the transaction or the portfolio manager of the offering are restricted from IPO investments.

From The Wall Street Journal • Oct. 3, 2025

KuCoin was also required to cease New York operations after falsely representing itself as a crypto exchange without registering as a securities and commodities broker-dealer, James said.

From Seattle Times • Mar. 26, 2024

Treasuries could leave the market more exposed to cybersecurity risks, Barclays said, referring to the cyber hack of Industrial and Commercial Bank of China's U.S. broker-dealer last week.

From Reuters • Nov. 15, 2023

Definitions and idiom definitions from Dictionary.com Unabridged, based on the Random House Unabridged Dictionary, © Random House, Inc. 2023