registered representative

noun

Stock Exchange.

1. an employee of a member firm of a stock exchange, authorized to execute orders for the clients of the firm.

Example Sentences

“I tell them what the commissions are directly from product vendors, and I say the broker-dealer gets a part of the commission that is passed on to us as a registered representative.”

From New York Times

She completed a correspondence course in finance and, in September 1957, became a registered representative of the New York Stock Exchange — one of a handful of female stockbrokers in the Washington area.

From Washington Post

People who operate under the suitability standard typically are called “brokers,” but they also go by the name registered representative — or, on their business cards, vice president.

From Washington Post

Five years ago, Sean Martin, a registered representative at Deutsche Bank Securities in New York, saw something troubling on his trading desk.

From New York Times

Pickering acted under the good faith belief that she had received an instruction from the registered representative whom she was tasked to assist and from whom she regularly took direction.

From Forbes