Securities and Exchange Commission

noun

1. SEC.

Securities and Exchange Commission

noun

1. SEC. a US federal agency established in 1934 to supervise and regulate issues of and transactions in securities and to prosecute illegal stock manipulations

Securities and Exchange Commission

1. A federal agency that supervises the exchange of securities so as to protect investors against malpractice, such as insider trading.

Example Sentences

ALT5 disclosed the firings on Wednesday in a filing to the Securities and Exchange Commission Wednesday.

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These disclosures are from 13Ds filed with the Securities and Exchange Commission. 13Ds are filed within 10 days of an entity’s attaining more than 5% in any class of a company’s securities.

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Third, we will register with the Securities and Exchange Commission as an investment adviser, which will grant the commission authority to examine our work.

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Barron’s sent a request for comment to World Liberty, citing ALT5’s declined share price and information in public Securities and Exchange Commission filings.

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Securities and Exchange Commission approved a spate of spot bitcoin ETFs early last year.

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